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Securities Regulations (3 cr)
LAW 750
Securities Act of 1933: regulation of the distribution of securities, including the registration process, exempt securities, exempt transactions, enforcement, and liabilities; Securities Exchange Act of 1934: regulation of trading in securities and related market activities, including tender offers, proxy solicitations, market manipulation, disclosure requirements, insider trading, and express and implied civil liabilities.

Taught By:
Margaret M. Harding